Compliance Executive

Our client is a well-established, boutique provider of regulatory compliance & risk consulting as well as accounting services to the asset management community in Malta.

As part of their continued growth plans they are looking to hire a Compliance Executive to work in their Malta offices.

A successful candidate will report directly to the Chief Operations Officer.

Key responsibilities

· Creating, upgrading and implementing policies and procedures to promote compliance with regulatory requirements

· Assisting in identifying potential areas of compliance vulnerability and risk as well as actively developing solutions

· Acting as the company’s focal point in relation to the submissions and correspondence with MFSA

· Reviewing the rules and regulations and discussing implications on client

· Carrying out compliance monitoring activities

· Assisting in the preparation of training for clients

· Maintaining the compliance file

Requirements

· Be educated to diploma level standard 

· Have a minimum of 2 years’ prior compliance experience in a financial services or similar working environment

· Sound working knowledge of investment services regulation

· Be analytical and possess good time management skills 

· Be goal driven and have the ability to work with minimal supervision

· Have excellent report writing skills

· Be fluent in English 

Interested candidates are requested to send an updated copy of their CV in MS Word format (your name in the file name) to Simon at careers@quadconsultancy.com.

 

Should you require further information, please, call on: +356 2099 4444.




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