Compliance Advisor - Regulatory

Salary: Up to £50000 + Excellent benefits.

Our client is seeking a Compliance adviser to support the Risk and Assurance team in relation to regulatory risk and compliance activity within the Group.

Duties and responsibilities

  • Conduct compliance monitoring reviews to confirm that the business is complying with relevant regulatory and statutory requirements and maintaining high conduct standards.
  • Assist in the development and maintenance of the Compliance Monitoring Plan and adherence to regulatory framework.
  • Produce management reports identifying areas of non-compliance with internal policy, regulatory requirements and the internal control framework.
  • Develop a constructive and collaborative relationship with business areas.
  • Provide technical support and guidance to the business on compliance related issues.
  • Ensure departments own controls are designed and working effectively.
  • Keep up-to-date with changes to regulatory requirements or implementation of new legislation and codes of practice, and determine whether any further monitoring activity is required by the business.

Skills

  • Confident and able to analyse and present complex information with internal customers.
  • Excellent verbal and written communication skills and the ability to present in group meetings.
  • Embrace change and able to influence and encourage others.
  • Effectively prioritise tasks to ensure delivery meets critical deadlines.
  • Ability to assimilate and utilise new information, processes and training.

Please send your CV to Stephen Ball at stephenball@morgan-west.co.uk or call him on 03452261523 for further information.



*For this vacancy you must already have eligibility in place to work in the UK, as this employer does not provide sponsorship

*

DUE TO THE HIGH LEVELS OF RESPONSE PLEASE BE ADVISED THAT CANDIDATES WILL ONLY BE CONTACTED IF THEY MEET THE SHORT-LISTING CRITERIA FOR THIS ROLE.


  • Rate: Up to £50000 + Excellent benefits
  • Location: London, England
  • Type: Permanent
  • Industry: Accountancy
  • Recruiter: Morgan West
  • Contact: Stephen Ball
  • Tel: 03452261523
  • Email: to view click here
  • Reference: SB/C/9082
  • Posted: 2020-11-15 23:35:02 -

  • View all Jobs from Morgan West


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