Product Risk and Compliance Analyst

Product Risk and Compliance Analyst

Our client is looking for a Product Risk and Compliance Analyst.

The Product organization has a goal of delivering customer-centric applications and services to market.

As part of this process, our client maintains a highly-complex and compliant environment for managing risk for both the company and customers alike.

In order to meet these needs, the Product Risk and Compliance Analyst is required to promote effective governance and risk management that is systematic, transparent, credible, timely, and verifiable through clear delineation and execution of key roles and artifacts.

The role's goal is to manage the artifacts and interactions that impact the product delivery organization and individual teams, including Audit Management, Issue Management, Risk Extension submission, tracking, and remediation, Policy change tracking, updates, and submission, and business process engineering.

Required Skills:

  • Bachelor's degree or equivalent, relevant experience

  • Five-plus years of applicable experience

  • Ability to build and manage a team of Risk/Compliance/Audit professionals who have credibility and work directly with business line management

  • Knowledge of Risk/Audit/Compliance competencies

  • Strong process facilitation and project management skills

  • Business acumen and credibility to help business line(s) proactively identify and address changing workforce needs

  • PC literacy in word processing, spreadsheets, and presentations

  • Advanced understanding of applicable laws, regulations, financial services, and regulatory trends

Daily Responsibilities:

  • Establishes and maintains appropriate systems of risk management and internal controls to support audit requirements and interactions throughout the audit process

  • Establishes and maintains appropriate systems for tracking Issues (including audit results, self-identified, etc) through the remediation process

  • Works with appropriate SMEs to submit and tracks Global Product Risk Extensions through remediation

  • Engineers process workflows and solutions during remediation efforts with Product stakeholders

  • Works with First Line of Defense to map and test high-risk processes

  • Works with appropriate SMEs to interpret company Policy changes, updates corresponding Product policies, and tracks the work through completion

  • Works with business lines to establish and maintain appropriate limits related to policies and procedures, along with monitoring and reporting systems to ensure risks are appropriately identified, understood, measured, monitored, and controlled

Benefits: Health, Dental, Vision, bonus potential, 401K matching, great work environment, PTO

Keywords: Compliance, Governance, Risk, Audit

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