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Regulatory Compliance Manager - Life & Pensions

My client is a leading financial services organisation who, due to a growth and transformation programme across their Life and Pensions business, are seeking to appoint a Regulatory Compliance Manager.


The role will be based across two offices in London and will report into the Deputy Head of Compliance.


The successful applicant will support the transformation and the future growth of the business within the Risk & Compliance function.

The Compliance Function (second line of defence) will be responsible for overseeing and monitoring the activities of the 1st Line of Defence and providing consistent and technically accurate regulatory advice to the Business.

The function will also be responsible for effectively balancing delivery of strong regulatory compliance along with sound commercial implementation.


Specific responsibilities will include:



  • Act as a technical resource for the company on regulation and regulatory developments

  • Document and deploy a comprehensive range of intelligence gathering approaches to maintain awareness of relevant regulatory developments This will be across all regulators and government departments (including HMRC) and Trade Bodies by maintaining a log of all regulatory change and its status.



This person will also be responsible for managing the relationship with the regulator and so strong communication skills are essential for this person and must be demonstrated clearly on your application.


Previous experience of working within life and pensions is essential for this role.


This is a critical and senior hire for my client so we seek to attract the best, with the client offering a strong benefits package including car allowance and bonus potential.


The client offers agile working and prides itself on a healthy work/life balance for all employees.


For more information please click to apply.


  • Start: ASAP
  • Duration: Permanent
  • Rate: Up to £75000 per annum + Car allowance, excellent benefits
  • Location: Watford, England
  • Type: Permanent
  • Industry: Finance
  • Recruiter: Jefferson Tiley
  • Tel: 0845 4096195
  • Email: to view click here
  • Posted: 2020-01-09 16:40:19 -

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