Funds Compliance Officer

Job Description:

Our client, a leading financial services firm, is looking for a Funds Compliance Officer to join the team based in Dublin.

In this role you will take ownership of the oversight control execution and ongoing monitoring of matters relating to portfolio compliance.

• Relevant third-level degree, preferably with a Compliance, Financial or Legal or equivalent.


• Experience in working in a portfolio compliance role.


• In-depth knowledge of the UCITS, AIFMD, SFDR and Market Abuse rules as well as the general regulatory environment as it pertains to Irish Financial services companies


• Experience in conducting pre/post trade investment compliance


• Understanding of using PowerBi and/or SQL/VBA is desirable.


• Organised individual who can self-manage multiple priorities, routine work and urgent issues as they arise.


• Display attention to detail


• Excellent numeric skills.


• Proactive individual who is solutions-focused

• Support the Head of Compliance to implement and manage the compliance plan and framework to ensure compliance with regulatory obligations (including UCITS, AIFMD, MIFID II, SFDR, MAR, Outsourcing requirements, etc).


• Interpret and execute the compliance rules into the Trade Compliance System.


• Monitor and resolve the pre and post trade's investment portfolio exception reporting .


• Perform ongoing compliance monitoring and surveillance activities associated with ensuring trade compliance


• Support business projects as required


• Analyse regulatory and legislative developments related to funds compliance and impact to the business.


• Assist in the development and implementation of appropriate policies, procedures and practices to meet existing and upcoming regulatory requirements.

• A highly competitive salary


• Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 16075

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

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Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

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