Regulatory & Compliance Officer

£40,000 - £48,000 + Great Benefits

Are you ready to step into a high-impact role where your compliance expertise will directly shape the future of audit and advisory excellence?

An ambitious and rapidly growing full service accountancy practise is looking for a talented Regulatory Compliance Officer to join their dynamic team.

This is a rare opportunity to own and develop the compliance function within a business that genuinely values integrity, innovation, and continuous improvement.

In this newly created role, you'll lead on all things compliance - from driving the implementation of ISQM 1 to managing robust AML frameworks; supporting accounts and audit teams in delivering outstanding, regulation-ready work.

You'll have real influence, variety in your day-to-day, and the freedom to make meaningful change.

What You'll Be Doing

• Spearheading the implementation and monitoring of ISQM 1 across audit operations


• Leading AML compliance activities including CDD, EDD, SARs, and transaction monitoring


• Conducting internal compliance audits and risk assessments to ensure robust regulatory control


• Keeping compliance policies current and aligned with GDPR, POCA, FCA, and HMRC standards


• Delivering training and guidance to audit and accountancy teams


• Acting as the key contact for regulatory inspections and external bodies such as ICAEW and FRC

What You'll Bring

• A degree in Law, Finance, Accounting or similar


• A recognised compliance qualification (e.g., ICA, CISI, or equivalent)


• At least 3 years' experience in a compliance role within accountancy or professional services


• In-depth knowledge of AML frameworks, ISQM 1, and audit regulation


• A proactive, organised, and collaborative approach


• An accounting qualification (ACA, ACCA, or equivalent) - Desirable


• Experience with compliance software (e.g., CaseWare, SmartSearch, Inflo) - Desirable

Why Apply?

• Generous holiday allowance (25 days + bank holidays)


• Flexible working hours and hybrid options to suit your lifestyle


• Health Cash Plan to support your wellbeing


• Ongoing training, CPD, and professional development support


• A supportive, inclusive, and ambitious culture where your voice will be heard


• The chance to truly shape the compliance landscape within a growing firm

This role offers the chance to do meaningful, high-level work in a collaborative environment where compliance is seen as a true business enabler — not just a box-ticking exercise.

If you're looking for a position where your expertise will be respected, your ideas welcomed, and your development genuinely supported, this is a unique opportunity to take the next step in your career.